What to Expect In Working With Us(pdf)
This form helps guide us through our carefully designed planning process. By clearly communicating this process to our clients, they always know what to expect from us. By doing so, we are held accountable to deliver the highest level of competence and client service that we promise to provide.
Potential Conflicts of Interest(pdf)
These potential conflicts of interest may or may not be present with your current broker or investment advisor. Learn what these potential conflicts of interest are and decide whom you want to partner with in achieving your financial goals.
FPA's Consumer Tips on Working with a Financial Adviser(pdf)
This brochure created by the Financial Planning Association (FPA) provides a great summary of the difference between a Brokerage Account and an Advisory Account. It also lists "5 Key Questions to Ask" when selecting your financial adviser.
Confidential Client Questionnaire(pdf)
This questionnaire is designed for us to get to know your current personal and financial situation. This is a valuable tool that will help us understand your goals and objectives. You can either fill out the form on your computer, save it and forward it to us or print it.
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